-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QzLxsVZ4v3SDyp0okBSHeIk6yH2S0JolIuyVszz569U+Ad7os9H7dTZNpju+zVLh vaztTUCnUp4jxT95IG6wXw== 0001193125-11-027194.txt : 20110208 0001193125-11-027194.hdr.sgml : 20110208 20110208155254 ACCESSION NUMBER: 0001193125-11-027194 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110208 DATE AS OF CHANGE: 20110208 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Estate of R C Durr Wilbert L Ziegler Executor CENTRAL INDEX KEY: 0001427088 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: 859-372-5172 MAIL ADDRESS: STREET 1: 111 LOOKOUT FARM DRIVE CITY: CRESTVIEW HILLS STATE: KY ZIP: 41017 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BANK OF KENTUCKY FINANCIAL CORP CENTRAL INDEX KEY: 0000934547 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 611256535 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-50133 FILM NUMBER: 11582610 BUSINESS ADDRESS: STREET 1: 111 LOOKOUT FARM DRIVE CITY: CRESTVIEW HILLS STATE: KY ZIP: 41017 BUSINESS PHONE: 8593725169 MAIL ADDRESS: STREET 1: P.O. BOX 17510 STREET 2: 111 LOOKOUT FARM DRIVE CITY: CRESTVIEW HILLS STATE: KY ZIP: 41017 SC 13G/A 1 dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 1 Schedule 13G Amendment No. 1

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 

 

 

THE BANK OF KENTUCKY

FINANCIAL CORPORATION

(Name of Issuer)

 

 

 

Common Shares

(Title of Class of Securities)

 

062896105

(CUSIP Number)

 

 

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


13G

 

 

CUSIP No. 062896105

 

  1   

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

ESTATE OF R C DURR ###-##-####

WILBERT L ZIEGLER, EXECUTOR

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨        (b)  ¨

 

    N/A

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    U S CITIZEN

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

     

SOLE VOTING POWER

 

    369,274

   6   

SHARED VOTING POWER

 

    0

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    0

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    369,274

10

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

    N/A

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

    4.97%

12

 

TYPE OF REPORTING PERSON*

 

    IN

 


Item 1(a).     

Name of Issuer:

  
    

The Bank of Kentucky Financial Corporation

  
Item 1(b).     

Address of Issuer’s Principal Executive Offices:

  
    

111 Lookout Farm Drive

Crestview Hills, Kentucky 41017

  
Item 2(a).     

Name of Person Filing:

  
    

Estate of R C Durr

Wilbert L Ziegler, Executor

  
Item 2(b).     

Address of Principal Business Office or, if none, residence:

  
    

c/o Ziegler & Schneider, PSC

541 Buttermilk Pike, Suite 500

Covington, KY 41017

  
Item 2(c).     

Citizenship:

  
    

U S Citizen

  
Item 2(d).     

Title of Class of Securities:

  
    

Common

  
Item 2(e).     

CUSIP Number

  
    

062896105

  
Item 3.      If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: N/A
  (a)    ¨    Broker or Dealer registered under Section 15 of the Act
  (b)    ¨    Bank as defined in section 3(a)(6) of the Act
  (c)    ¨    Insurance Company as defined in section 3(a)(19) of the Act
  (d)    ¨    Investment Company registered under section 8 of the Investment Company Act
  (e)    ¨    Investment Advisor registered under section 203 of the Investment Advisers Act of 1940
  (f)    ¨    Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see § 240.13d-1(b)(1)(ii)(F)
  (g)    ¨    Parent Holding Company, in accordance with § 240.13d-1(b)(1)(ii)(G)
  (h)    ¨    Group, in accordance with § 240.13d-1(b)(1)(ii)(H)


Item 4.    Ownership:      
   (a)    Amount Beneficially Owned: 369,274      
   (b)    Percent of Class: 4.97%      
   (c)    Number of shares as to which such person has:      
      (i)    sole power to vote or to direct the vote: 369,274      
      (ii)    shared power to vote or to direct the vote: 0      
      (iii)    sole power to dispose or to direct the disposition of: 0      
      (iv)    shared power to dispose or to direct the disposition of: 0      
Item 5.    Ownership of Five Percent or Less of a Class: Yes   
Item 6.    Ownership of More Than Five Percent on Behalf of Another Person: N/A      
Item 7.    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: N/A
Item 8.    Identification and Classification of Members of the Group: N/A      
Item 9.    Notice of Dissolution of Group: N/A      
Item 10.    Certification:      
  

By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect.

     


Signature:

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

02/08/2011

   

/s/ Estate of R. C. Durr

Wilbert L. Ziegler, Executor

Date    

2/8/2011 - 0155902.01

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